SEC set to allow inventory exchanges to cite sub-penny costs
SEC set to permit stock exchanges to quote sub-penny prices Source link
First Horizon Advisors to pay effective to unravel SEC Reg BI case
First Horizon Advisors to pay fine to resolve SEC Reg BI case…
SEC adopts decrease minimal tick measurement for positive shares (up to date)
SEC adopts lower minimum tick size for certain stocks (updated) Source link
SEC fines 12 municipal advisors for violating recordkeeping laws
SEC fines 12 municipal advisors for violating recordkeeping rules Source link
SEC fees two entities, 5 other people in two courting funding scams
SEC charges two entities, five people in two relationship investment scams Source…
SEC set to allow inventory exchanges to cite sub-penny costs
SEC set to permit stock exchanges to quote sub-penny prices Source link
First Horizon Advisors to pay high-quality to get to the bottom of SEC Reg BI case
First Horizon Advisors to pay fine to resolve SEC Reg BI case…
SEC adopts decrease minimal tick dimension for positive shares (up to date)
SEC adopts lower minimum tick size for certain stocks (updated) Source link
SEC fines 12 municipal advisors for violating recordkeeping laws
SEC fines 12 municipal advisors for violating recordkeeping rules Source link
SEC fees two entities, 5 other folks in two courting funding scams
SEC charges two entities, five people in two relationship investment scams Source…
SEC fines 12 municipal advisors for violating recordkeeping regulations
krblokhinSome 12 municipal advisors agreed to pay combined civil penalties of more…
SEC fees two entities, 5 other folks in two dating funding scams
Sep. 17, 2024 3:48 PM ETBy: Liz Kiesche, SA News Editorceliaosk/iStock via…